Professional Services Proposal | RCKCGROUP
Professional Services Proposal

Compensation Framework

A structured engagement model covering strategic advisory, talent acquisition, and corporate development for your U.S. market entry.

Prepared for your review · April 2026 · Confidential

3
Service Phases
12 mo
Initial Term
5–10%
Equity Alignment
Explore

Thank you for the opportunity to formalize our working relationship. This document outlines a transparent compensation framework across three service phases designed to support your successful entry into the U.S. pharmaceutical market.

The structure below balances a predictable monthly retainer with performance-based fees tied directly to measurable outcomes — ensuring that my compensation is aligned with the results that matter most to your business.

Monthly Advisory Retainer

A fixed monthly engagement covering ongoing strategic counsel, coordination, and advisory availability across all three service phases.

Dedicated Strategic Advisory

The monthly retainer secures up to 40 hours per month of dedicated advisory time, encompassing partner sourcing, recruitment coordination, corporate structuring guidance, and strategic counsel as your U.S. operations take shape. Hours beyond the monthly allocation are billed at an agreed hourly overage rate.

Monthly Retainer $12,500
Hourly Overage Rate $350/hr
Annual Retainer Value $150,000
Monthly Hours Included 40
Phase 1

Strategic Partner Identification & Acquisition Advisory

Months 1–6 of Initial Term

This phase focuses on identifying, evaluating, and facilitating introductions to strategic partners and compound pharmacy acquisition targets aligned with your White Label business model. Compensation for this phase reflects the deal-sourcing and facilitation value inherent in M&A advisory engagements.

Fee TypeAmountPayment Trigger
Acquisition Success Fee 4% Of transaction value, payable upon successful closing of a compound pharmacy acquisition
Strategic Partner Introduction Fee $15,000 Per executed strategic partnership agreement facilitated through my advisory
Due Diligence Coordination Included Covered within the monthly retainer allocation
Phase 2

Specialized Team Recruitment

Months 3–9 of Initial Term

Building the right team is foundational to your U.S. success. This phase covers sourcing, vetting, and placing specialized talent — from executive leadership to formulation scientists and regulatory experts. Placement fees are structured below industry benchmarks for specialized pharmaceutical recruitment, reflecting the bundled value of this engagement.

Role CategoryPlacement FeePayment Trigger
C-Suite / Director-Level Hire 22% Of first-year base compensation, payable upon candidate's start date
Senior Scientist / Formulation Expert 20% Of first-year base compensation, payable upon candidate's start date
Professor / Subject-Matter Expert $20,000 Flat fee, payable upon execution of advisory agreement with the expert
Mid-Level Specialist (Pharmacist, Regulatory, Ops) 16% Of first-year base compensation, payable upon candidate's start date

90-Day Replacement Guarantee: If any placed candidate departs within the first 90 days of employment, I will source a qualified replacement at no additional placement fee.

Phase 3

Corporate Structure & U.S. Operations Advisory

Months 1–12 · Ongoing Throughout the Initial Term

This phase provides continuous guidance on entity formation, regulatory compliance, governance, and operational infrastructure. The majority of this advisory is covered within the monthly retainer, with discrete fees for director sourcing and a separate compensation structure if I am appointed to a board role.

ComponentCompensationDetails
Entity Structuring & Formation Advisory Included Entity type, state of incorporation, tax and governance recommendations
Regulatory & Licensing Guidance Included FDA compliance, state pharmacy board, licensing pathway support
Local Director & Officer Sourcing $12,000 Per placed director, payable upon board appointment
Board Director Role (if appointed) $40,000/yr Paid quarterly under a separate Director Services Agreement with D&O insurance

Director Compensation Note: Should I be appointed as a Director of the U.S. entity, the directorship compensation is separate from and in addition to the consulting retainer, reflecting the distinct legal obligations and fiduciary duties of a board role.

Equity Participation

To ensure our interests are fully aligned as the business scales, I propose the following equity participation framework for the U.S. entity, subject to a separate Equity Participation Agreement.

5%
Initial Equity Grant
Upon formation of the U.S. entity and execution of the Equity Participation Agreement.
4 Years
Vesting Schedule
Four-year vesting period with a one-year cliff, ensuring sustained commitment and mutual protection.
+2–3%
Performance-Based Equity
Additional equity earned upon achievement of agreed revenue milestones — directly tied to measurable business growth.
7–8%
Total Potential Ownership
Fully vested over four years inclusive of performance milestones. Weighted average anti-dilution protection included.

I propose we execute a non-binding Letter of Intent within sixty (60) days of the Effective Date outlining the anticipated equity framework, including target ownership, vesting conditions, and performance benchmarks. This ensures clarity and alignment from the outset.

Estimated Annual Compensation

The following table summarizes the total estimated Year-1 compensation across all engagement components.

Estimated Year-1 Total
$275,000$425,000
Plus 5% equity in the U.S. entity, vesting over 4 years with performance kickers
Monthly Advisory Retainer (12 months) $150,000
Acquisition Success Fee (est. on $2M transaction) $80,000
Strategic Partner Introduction Fees $15,000 – $45,000
Recruitment Placement Fees $50,000 – $100,000
Director Sourcing Fees $12,000 – $24,000
Board Director Compensation (if appointed) $40,000

Estimates are based on projected deal activity and hiring volume. Actual compensation will vary with the pace and scale of U.S. operations. All figures exclude pre-approved travel and out-of-pocket expense reimbursements.

Invoicing & Payment Schedule

Clear, predictable payment terms to ensure smooth financial operations from day one.

  • Monthly retainer invoiced on the 1st of each calendar month, payable within 15 business days of receipt.
  • Success and introduction fees invoiced upon milestone completion, payable within 15 business days.
  • Recruitment placement fees split — 50% invoiced upon the candidate's start date, 50% invoiced upon completion of the 90-day guarantee period.
  • Expense reimbursements submitted monthly with supporting documentation, payable within 30 days.
  • Late payment interest accrues at 1.5% per month on any overdue balance.
  • First month's retainer and a $5,000 engagement deposit are due upon execution of the Agreement.

Proposed Next Steps

I look forward to discussing this framework at your convenience. Below is a suggested path to formalize our engagement.

1

Review & Discussion

Review this compensation framework and the accompanying Professional Services Agreement. I am available to discuss any questions or adjustments at your earliest convenience.

2

Finalize Terms

Align on retainer amount, success fee percentages, placement rates, and equity participation terms. Agreed figures will be incorporated into Exhibits A and B of the Agreement.

3

Execute Agreement

Sign the Professional Services Agreement and process the initial retainer and engagement deposit to commence services.

4

Equity Letter of Intent

Within 60 days of the Effective Date, execute a Letter of Intent outlining the equity participation framework and performance benchmarks.